Policies

• Privacy Policy for App
• Handling of goods till cancelled orders of client (PDF document, opens in new tab)
• Broking areas flow chart (PDF document, opens in new tab)
• Code of conduct for prevention of insider trading (PDF document, opens in new tab)
• Execution of orders (PDF document, opens in new tab)
• Identification of beneficial ownership (PDF document, opens in new tab)
• Internal control — policy & procedures (PDF document, opens in new tab)
• PMLA policy (PDF document, opens in new tab)
• Policies on client exposure, squaring off client positions & internal netting (PDF document, opens in new tab)
• Policy for conflict of interest (PDF document, opens in new tab)
• Policy for surveillance (PDF document, opens in new tab)
• Policy on client code modifications & error policy (PDF document, opens in new tab)
• Policy on inactive account (PDF document, opens in new tab)
• Policy on limit setting (PDF document, opens in new tab)
• Policy on unauthenticated news & rumour (PDF document, opens in new tab)
• Pre-funded instruments — electronic fund transfers (PDF document, opens in new tab)
• Sexual harassment policy (PDF document, opens in new tab)
• Policy for ascertaining beneficial ownership (PDF document, opens in new tab)
• Policy for retention of records (PDF document, opens in new tab)
• Policy on client acceptance (PDF document, opens in new tab)
• Policy on monitoring & STR filing (PDF document, opens in new tab)
• Policy on risk profiling (PDF document, opens in new tab)
• Policy on training of employees (PDF document, opens in new tab)
• Policy on prudent risk management system (PDF document, opens in new tab)
• Policy freezing (PDF document, opens in new tab)
• Surveillance policy for DP operations (PDF document, opens in new tab)