Privacy Policy

• BROKING AREAS FLOW CHART
• CODE OF CONDUCT OF PREVENTION OF INSIDER TRADING
• EXECUTION OF ORDERS
• IDENTIFICATION OF BENEFICIAL OWNERSHIP
• INTERNAL CONTROL - POLICY & PROCEDURES
• PMLA POLICY
• POLICIES ON CLIENT EXPOSURE, SQUARING OFF CLIENT POSITIONS & INTERNAL NETTING
• POLICY FOR CONFLICT OF INTEREST
• POLICY FOR SURVEILANCE
• POLICY ON CLIENT CODE MODIFICATIONS & ERROR POLICY
• POLICY ON INACTIVE ACCOUNT
• POLICY ON LIMIT SETTING
• POLICY ON UNAUTHENTICATES NEWS RUMOUR
• PRE-FUNDED INSTRUMENTS ELECTRONIC FUND TRANSFERS
• RISK MANAGEMENT POLICY
• SEXUAL HARRASMENT POLICY
• POLICY FOR ASCERTAINING BENEFICIAL OWNERSHIP
• POLICY FOR RETENTION OF RECORDS
• POLICY ON CLIENT ACCEPTANCE
• POLICY ON MONITORING & STR FILLING
• POLICY ON RISK PROFILING
• POLICY ON TRAINING OF EMPLOYEES